12/16/2020

Adler Group S.A.: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Adler Group S.A.
16.12.2020 / 20:33
Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer
Name: Adler Group S.A.
Street: 1B Heienhaff
Postal code: 1736
City: Senningerberg
Luxemburg
Legal Entity Identifier (LEI): 391200OYYFJ3DWAMEC69

2. Reason for notification
  Acquisition/disposal of shares with voting rights
  Acquisition/disposal of instruments
X Change of breakdown of voting rights
  Other reason:

3. Details of person subject to the notification obligation
Legal entity: Mezzanine IX Investors S.A.
City of registered office, country: Luxembourg, Luxembourg
Legal entity: Pruss GMBH
City of registered office, country: Hannover, Germany
Legal entity: Fortitudo Capital SPC
City of registered office, country: Grand Cayman, Cayman Islands

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
14 Dec 2020

6. Total positions
  % of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New 4.96 % 0 % 4.96 % 113,205,017
Previous notification 5.31 % 0 % 5.31 % /

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISIN Absolute In %
  Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
LU1250154413 5,618,290 0 4.96 % 0 %
Total 5,618,290 0 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
%
    Total %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
%
      Total %

8. Information in relation to the person subject to the notification obligation
  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more)
Mezzanine IX Investors SA 3.61 % 0 % 3.61 %
Pruss GmbH 1.17 % 0 % 1.17 %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rights Proportion of instruments Total of both
% % %

10. Other explanatory remarks:
Fortitudo Capital SPC, on behalf of and for the account of Fortitudo Real Estate Opportunities Segregated Porfolio holds the shares and has appointed Mezzanine IX Investors S.A and Pruss GMBH respectively to exercise voting rights over the shares and these entities can vote on their own discretion. Pruss GMBH is a 100% owned subsidiary of Mezzanine IX Investors S.A. 

Date
16 Dec 2020



16.12.2020 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.dgap.de



show this

back